McCole & Co. Consultants Limited
I provide regulatory compliance support to professionals in the financial services industry. My typical clients are mortgage brokers, insurance brokers, investment brokers, credit unions, bureau de change businesses, loss assessors, accountants and solicitors. I help clients applying for Central Bank authorisation as well as providing on-going compliance support to clients once authorised. In particular, I provide staff training in relation to anti-money laundering (aml) and draft aml policies and procedures for clients. I review clients' terms of business, suitability letters and help firms with their central bank returns. I also carry out a compliance audit of a firm's policies and procedures.